Investment Compliance Analyst

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Investment Compliance Analyst

Location: London (Hybrid)

Salary: Competitive


Investment Compliance Analyst | Financial Services | London, UK

Company Overview

One of the world’s leading hedge funds, with a network of offices in key locations globally, based on a culture of inclusivity and collaboration in which their people are trusted to make an impact. With assets worth $140bn currently under management, it’s clear their core values of performance, clients and meritocracy remain a priority.

Role Overview

A diverse, multi-faceted role that is integral to trading decision-making, client investment guideline negotiations and the robust implementation of technological limits to ensure consistency of communication of investment restrictions.

You’ll be:

  • Analysing real-time risk/compliance alerts to ensure consistency with investment mandates and working with traders and portfolio managers to resolve exceptions.
  • Managing pre-trade risk/compliance alerts, working with technology and front office teams to ensure there is a robust pre-trade risk framework.
  • Reviewing investment restrictions for new mandates prior to finalisation.
  • Implementing mandate and regulatory limits for risk systems, developing new reporting analytics where required.
  • Investigating potential breaches of investment restrictions.
  • Stipulating prospectus in collaboration with legal and structuring teams.
  • Specifying system enhancements to facilitate the implementation of monitoring and analysis in line with strategic requirements.

You’ll have:

  • An undergraduate or master’s degree in a subject with an analytical component.
  • 5 – 7 years’ experience in a similar role at an asset manager.
  • The ability to conceptualise and perform calculations as part of a portfolio of investments and derivatives.
  • The desire and ability to work in a trading desk environment.
  • Python programming skills.
  • A working knowledge of Aladdin and/or Sentinel.

This is a rare opportunity to progress your career in a high-performance environment at a top-tier asset management firm alongside the very best portfolio risk professionals.

Recruiter: Patrick Smith


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